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Showing 31513160 of 62257 articles for Art. L. 111-10-4 et R. 111-45

French Monetary and Financial CodeIn force
Subsection 1: Governance rules

Article R519-46

…ification of information, including that covered by the professional secrecy referred to in article L. 519-15. In particular, it shall ensure that access is limited to personnel authorised by the asso…

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Governance rules

Article R519-49

If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 5: Support for members

Article R519-44

The Association may carry out statistical surveys to gain a better understanding of the market. To this end, each member shall provide the Association with annual data relating to the organisation of…

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 3: Verification of professional qualifications and continuing training

Article R519-40

…concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1. It verifies that the training courses referred to in a…

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 4: Action plan and audit follow-up

Article R519-42

Following its audits, the association recommends any compliance measures to its members and ensures that they are followed up.

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 4: Action plan and audit follow-up

Article R519-41

The association shall carry out verifications of the evidence referred to in subsections 2 and 3 in accordance with an action plan proportionate to the number of its members and phased over time. This…

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Provisions common to investment firms and credit institutions providing one or more investment services

Article R532-4

…e deemed to constitute a decision of acceptance is four months from the date of receipt of the complete application.

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Governance rules

Article R519-47

The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…

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French Monetary and Financial CodeIn force
Subsection 1: Governance rules

Article R519-48

In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…

AI translation · Updated 5 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter VI: Single registration

Article R546-4

The register of persons referred to in I of article L. 546-1 includes information relating to the identity, activity and, where applicable, the category of the persons concerned. This information is s…

AI translation · Updated 5 Nov 2023Open Article
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Mariela Petrova

Mariela Petrova

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