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Showing 2101–2110 of 67159 articles for “Art. L 7322-1 to L 7322-4”
I.-The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to take, at an early stage, any measures necessary to address any of the following issues: 1° T…
I. - This section applies to1° to financial instruments traded on a trading venue or for which a request for admission to trading on a trading venue has been submitted ;2° Financial instruments other…
The rate of the contributions referred to in Article L. 421-4-1 is set by order of the Minister responsible for insurance within the following limits:1° For the contribution from policyholders, this r…
The pledge of goods represented by a warehousing receipt constituted by the holder of this title is established with regard to third parties as well as with regard to the contracting parties by its en…
Credit institutions and finance companies whose subsidiaries include at least one credit institution, investment firm or financial institution within the meaning of Article L. 511-21, or which hold an…
The provisions of II of article L. 212-3 as well as articles L. 212-3-1 and L. 212-3-2 are of public order.
The provisions of Article L. 1226-4 also apply to employees on fixed-term employment contracts.
The minutes or reports of an investigation or any other document from criminal proceedings that is directly related to facts that may be submitted to the AMF Enforcement Committee for review may be di…
In the absence of a joint decision by the supervisory authority on a consolidated basis, the Autorité de contrôle prudentiel et de résolution shall take a decision, on an individual or sub-consolidate…
The Autorité des marchés financiers may obtain from the persons or entities referred to in II of Article L. 621-9 any documents or information, regardless of the medium, that is relevant to the perfor…
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