Article L532-3-1
…conditions to which the authorisation granted to an investment service provider other than a portfolio management company providing one or more investment services was subject must be subject to prio…
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Showing 1631–1640 of 62250 articles for “Art. L 623-1 et seq.”
…conditions to which the authorisation granted to an investment service provider other than a portfolio management company providing one or more investment services was subject must be subject to prio…
I. - Any portfolio management company having its registered office in mainland France, the French overseas departments, Saint-Martin and the Department of Mayotte and authorised to manage an AIF cover…
The provisions of Articles L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L.…
I. - Changes in the ownership structure of a portfolio management company must be notified to the Autorité des marchés financiers.The acquisition or extension of direct or indirect shareholdings in a…
I. - Any portfolio management company having its registered office in mainland France, the overseas departments, the department of Mayotte and Saint-Martin and authorised to manage a UCITS authorised…
The provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in anothe…
I. - 1. When an AIFM established in a third country and whose reference Member State is France intends to manage units or shares of AIFs established in another Member State of the European Union, eith…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
Class 1 bis investment firms are subject to the provisions of articles L. 511-41 to L. 511-50-1, with the exception of I of article L. 511-45, and are not subject to the provisions of article L. 533-4…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
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