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Showing 201–210 of 47034 articles for “Art. L 621-4”
The astreinte is recovered by the competent public accountant in the same way as a criminal fine. It cannot give rise to a judicial constraint.
I. - The Director General of the Treasury or his representative sits on all panels of the AMF, with the exception of the Enforcement Committee, without the right to vote. The Director General of the T…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
…of an investment services provider, an AIF, a market undertaking or an intermediary authorised to hold or administer financial instruments for any information concerning the application by that provid…
Statutory auditors are required to report to the AMF as soon as possible any fact or decision concerning an investment services provider or an intermediary authorised to hold or administer financial i…
…rs, which provides its observations and recommendations on the association's activities in its annual report.
The Autorité des marchés financiers may receive voluntary contributions from professional associations representing persons subject to its supervision, with a view to financing projects of common inte…
The Autorité des marchés financiers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
The production of the receipt referred to in the first paragraph of article R. 621-2 enables foreign nationals subject to the obligation to declare to prove, at the request of any competent authority,…
…tion. Each section comprises one member chosen from among the persons mentioned in 1° of IV of Article L. 621-2, one member chosen from among the persons mentioned in 2° of IV of Article L. 621-2, thr…
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