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Showing 131–140 of 51791 articles for “Art. L 621-3”
A Secretary General is responsible for the operation and coordination of the departments under the authority of the Chairman.The staff of the AMF is made up of public-sector employees under contract a…
The Autorité des marchés financiers may receive voluntary contributions from professional associations representing persons subject to its supervision, with a view to financing projects of common inte…
I. - The Autorité des marchés financiers is the competent authority within the meaning of Article 32 of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on sh…
…e Autorité des marchés financiers may obtain from the persons or entities referred to in II of Article L. 621-9 any documents or information, regardless of the medium, that is relevant to the performa…
In accordance with the conditions laid down by decree in the Conseil d'Etat, the Autorité des marchés financiers may : 1° Delegate to market undertakings and, where applicable, to clearing houses the…
When the Secretary General of the AMF, or the Deputy Secretary General specially delegated for this purpose, decides to conduct investigations, he shall authorise the investigators in accordance with…
…o the court any investigation or inspection reports in its possession, the production of which is relevant to the resolution of the dispute.
For the purposes of investigating market abuse as defined by Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and re…
The Autorité des marchés financiers shall cooperate with the competent bodies for the supervision, management and regulation of the physical agricultural markets, designated under the conditions laid…
I. - (Repealed) II. - The Autorité des marchés financiers may ask the statutory auditors of persons whose securities are admitted to trading on a regulated market for any information on the persons th…
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