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Showing 71–80 of 56689 articles for “Art. L 621-2”
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
The Autorité des marchés financiers shall collect the proceeds of the fees established in Article L. 621-5-3. A decree in the Conseil d'Etat shall set the compensation system for its members, its acco…
The Autorité des marchés financiers shall cooperate with the competent bodies for the supervision, management and regulation of the physical agricultural markets, designated under the conditions laid…
In accordance with the conditions laid down by decree in the Conseil d'Etat, the Autorité des marchés financiers may : 1° Delegate to market undertakings and, where applicable, to clearing houses the…
For the application of provisions falling within the remit of the Autorité des marchés financiers, civil, criminal or administrative courts may call upon the chairman of the Autorité des marchés finan…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
I. - The Autorité des marchés financiers and the Commission de régulation de l'énergie shall cooperate with each other. They shall provide each other with any information that may be useful for the pe…
…of an investment services provider, an AIF, a market undertaking or an intermediary authorised to hold or administer financial instruments for any information concerning the application by that provid…
Statutory auditors are required to report to the AMF as soon as possible any fact or decision concerning an investment services provider or an intermediary authorised to hold or administer financial i…
The General Regulation of the Autorité des marchés financiers defines the terms and conditions under which the following transactions are subject to promotional communications: 1° Public offers of fin…
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