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Showing 81–90 of 61068 articles for “Art. L 621-1”
I. - The Autorité des marchés financiers may appoint a provisional administrator for a person referred to in Article L. 543-1, to whom all powers of administration, management and representation of th…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
I. - The Board shall examine the investigation or inspection report drawn up by the departments of the Autorité des marchés financiers or the request made by the Chairman of the Autorité de contrôle p…
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
I.-To issue the approval referred to in III of Article L. 621-8, the AMF shall check that the document is complete and comprehensible, and that the information it contains is consistent. II - In the c…
The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…
In the report referred to in the second sentence of the first paragraph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendat…
For the purposes of investigating offences defined in Articles L. 465-1 to L. 465-3-3 and acts that may be classified as property offences and sanctioned by the Enforcement Committee of the Autorité d…
Where proceedings are brought pursuant to Articles L. 465-1 to L. 465-3-3 , the Autorité des marchés financiers may exercise the rights of a civil party. Failing this, the Chairman of the Autorité des…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
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