Article R621-36
The results of investigations and inspections are set out in a written report. This report shall indicate, in particular, any facts that may constitute breaches of European regulations, of this Code,…
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Showing 221–230 of 62255 articles for “Art. L 621-1 et seq.”
The results of investigations and inspections are set out in a written report. This report shall indicate, in particular, any facts that may constitute breaches of European regulations, of this Code,…
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
The applicant is summoned by registered letter with acknowledgement of receipt to be heard by the Enforcement Committee.They may be assisted or represented by a person of their choice.If the applicant…
Contractual public-sector employees and private-sector employees of the Autorité des marchés financiers may be employed on a full-time or part-time basis, for a fixed or indefinite period. Civil serva…
The amount of the contributions and the rates provided for in 4° of II of Article L. 621-5-3 are set as follows:1° The contribution payable by the persons mentioned in the first and second paragraphs…
…ut an investigation or an audit if he has been convicted of any of the offences referred to in article L. 500-1.No person may be appointed to carry out an investigation or an audit of a legal entity w…
The administrative composition procedure is definitively interrupted : 1° If the person to whom it has been proposed refuses or fails to make a decision within the time limit set in article R. 621-37-…
…initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt or by bailiff's deed, or…
Where the College sets up a specialised commission, it shall determine :1° The matters in respect of which it empowers the commission to take individual decisions. Such decisions may not relate to the…
Reports drawn up in the course of investigations or inspections shall state the nature, date and place of the observations made. They are signed by the investigator or inspector and the person concern…
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