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Showing 91–100 of 62255 articles for “Art. L 621-1 et seq.”
I.-In order to carry out its mission, the AMF conducts inspections and investigations.It shall ensure that the following offers and transactions are lawful:1° Transactions in financial instruments whe…
I. - (Repealed). II. - The staff and agents of the Autorité des marchés financiers, its appointed experts and the experts appointed to the Consultative Commissions referred to in III of Article L. 621…
I.-The Autorité des marchés financiers shall perform the duties arising from Regulation (EU) 2017/1129 of 14 June 2017 and shall ensure that the provisions thereof are applied. II-Any new fact or any…
A decree in the Conseil d'Etat shall set the conditions and limits under which : 1° The Board may delegate authority to the Chairman or, if the Chairman is absent or unable to act, to another of its m…
The General Regulation of the Autorité des marchés financiers determines in particular :I.-The rules of professional practice that apply to issuers when they make offers to the public, with the except…
For the performance of its duties, the AMF shall adopt a set of General Regulations, which shall be published in the Official Journal of the French Republic after approval by order of the Minister res…
I.-The Autorité des marchés financiers shall consist of a Board, an Enforcement Committee and, where applicable, specialised commissions and consultative committees. Unless otherwise provided, the pow…
I. - The Director General of the Treasury or his representative sits on all panels of the AMF, with the exception of the Enforcement Committee, without the right to vote. The Director General of the T…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
…marchés financiers may ask the statutory auditors of an investment services provider, an AIF, a market undertaking or an intermediary authorised to hold or administer financial instruments for any inf…
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