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Showing 6170 of 69341 articles for Art. L 533-12-7 and L 541-9-1

French Code of civil enforcement proceduresIn force
Chapter III: Definitive advertising

Article L533-1

Provisional advertising ceases to have effect if, within a period set by decree, it has not been confirmed by definitive advertising.

AI translation · Updated 8 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Provisions common to investment services providers other than portfolio management companies

Article L533-20

Investment services providers other than portfolio management companies authorised to provide the services mentioned in 1, 2 or 3 of Article L. 321-1 may initiate or conclude transactions with eligibl…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Directors

Article L533-27

Investment firms shall devote the necessary human and financial resources to the training of the persons mentioned in I of Article L. 533-26.

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Section 9: Provisions common to investment services providers other than portfolio management companies relating to systematic internalisers

Article L533-33

Systematic internalisers shall make available to the public at least once a year, free of charge, data relating to the quality of execution of transactions executed within them. These periodic reports…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Section 9: Provisions common to investment services providers other than portfolio management companies relating to systematic internalisers

Article L533-32

A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Section 2: Management standards applicable to investment services providers and prudential provisions applicable to investment firms

Article L533-4

Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Directors

Article L533-26

I. - The persons who effectively manage the business of the firm within the meaning of Article L. 532-2 .4 and the members of the board of directors, the supervisory board, the management board or any…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 2: Organisation and internal control

Article L533-29

Investment firms shall have: 1° Sound governance arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 1: Directors

Article L533-25

I.-In an investment firm, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Section 3: Accounting and reporting requirements applicable to investment services providers

Article L533-6

Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.

AI translation · Updated 7 Nov 2023Open Article
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Mariela Petrova

Mariela Petrova

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