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Showing 991–1000 of 69341 articles for “Art. L 533-12-7 and L 541-9-1”
I.-Persons who are in a position to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent manage…
I. - The operator of a trading venue shall establish and maintain arrangements and procedures, including the necessary resources, to monitor on a regular basis the compliance of its members with the r…
Any multilateral trading facility of another Member State of the European Union or of another State party to the Agreement on the European Economic Area that operates without requiring the actual pres…
In the event of the opening of safeguard, receivership or liquidation proceedings referred to in Book VI of the Commercial Code or any equivalent proceedings opened under foreign law against a member…
…on or party to the Agreement on the European Economic Area that operates without requiring the actual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique,…
Credit institutions are authorised as banks, mutual or cooperative banks, specialised credit institutions, credit and investment institutions or municipal credit funds.Banks may carry out all banking…
Where the credit institutions and finance companies referred to in Article L. 511-89 are part of a group subject to supervision by the Autorité de contrôle prudentiel et de résolution on a consolidate…
…Committee advises the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions on the overall strategy of the credit institution or finance company and…
The Appointments Committee provided for in Article L. 511-89 shall identify and recommend to the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions…
The members of the Risk Committee have the knowledge, skills and expertise to understand and monitor the credit institution's or finance company's strategy and risk appetite.
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