Article L533-30-5
The remuneration policy of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects profes…
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Showing 1981–1990 of 65644 articles for “Art. L 3324-5 and L 3324-6”
The remuneration policy of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects profes…
…se the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
I.-In order to provide one or more of the services referred to in Article L. 54-10-2 on a regular professional basis, service providers established in France may apply for authorisation from the Autor…
Before entering into a business relationship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant inform…
Where warranted by an emergency situation, in particular that described in Article 18 of Regulation (EU) No 1093/2010, or an adverse development that is likely to threaten market liquidity or the stab…
In the absence of a joint decision by the supervisory authority on a consolidated basis, the Autorité de contrôle prudentiel et de résolution may, within a period set by decree in the Conseil d'Etat,…
By way of derogation from the provisions of Article L. 613-31-3, the effects of a reorganisation measure or winding-up proceedings defined in Article L. 613-31-2 on the contracts, rights and authoriti…
The supervisory board or the resolution board may require the persons mentioned in I or II of Article L. 613-34 to keep detailed records of the financial contracts to which they are party.The collège…
…support, it may authorise, prohibit or restrict the scope of a support decision referred to in Article L. 613-46-4 within five working days of receiving the decision. II. - The supervisory board shall…
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