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Showing 1081–1090 of 42558 articles for “Art. L 314-6”
On a proposal from the Autorité des marchés financiers, the Minister responsible for the economy may withdraw recognition from a regulated market in any of the following cases: 1° If the market undert…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall monitor the publication and communication process and the quality and reliability of t…
Members' shares are always in registered form. Where they are negotiable, they are transferred with the approval of the Board of Directors. If the banque populaire is set up as a société à capital var…
The head of the risk management function may not be removed from office without the prior approval of the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory…
The Articles of Association determine the registered office and mode of administration of the company, the conditions necessary for the amendment of these Articles of Association and the dissolution o…
Appointments are made for three years and published in the Official Journal.In its rules of procedure, the Supervisory Board sets out the procedures for preventing conflicts of interest, in particular…
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
An investment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activit…
Throughout the duration of the business relationship and in accordance with the conditions laid down by decree of the Conseil d'Etat, these persons shall, within the limits of their rights and obligat…
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