Article L545-5
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
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Showing 2571–2580 of 68399 articles for “Art. L 221-32-2 and Art. D 221-113-5”
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
I. - Before entering into a business relationship with their customer or assisting them in preparing or carrying out a transaction, the persons mentioned in Article L. 561-2 : 1° Identify their custom…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this chapter, in particular the conditions under which the bodies, institutions and services governed by Title I of…
The provisions of articles L. 820-5, L. 820-6 and L. 820-7 of the French Commercial Code apply to the statutory auditors of credit institutions, finance companies, investment firms, electronic money i…
Failure by the directors of an investment firm or portfolio management company to publish the annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is…
The detailed rules for the application of this section shall be determined by decree in the Conseil d'Etat.
The persons referred to in Article L. 562-4 are prohibited from making funds or economic resources available, directly or indirectly, to or for the benefit of persons whose funds or economic resources…
I. - Without prejudice to the provisions of article L. 521-3, failure to comply with the prohibition imposed by article L. 521-2 is punishable by three years' imprisonment and a fine of 375,000 euros.…
The orders of the Minister responsible for the economy and the regulations of the Autorité des normes comptables may differ according to the legal status of credit institutions, finance companies, ele…
Failure to provide the persons referred to in Article L. 561-2, as part of the due diligence measures provided for in Section 3 of Chapter I of Title VI, or failure to declare to the Trade and Compani…
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