Article L612-28
When facts are brought to light that may justify criminal prosecution, the Chairman of the Autorité de contrôle prudentiel et de résolution or the European Central Bank shall inform the public prosecu…
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Showing 4161–4170 of 63941 articles for “Art. L 145-31 and L 145-15”
When facts are brought to light that may justify criminal prosecution, the Chairman of the Autorité de contrôle prudentiel et de résolution or the European Central Bank shall inform the public prosecu…
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
Failure to provide the persons referred to in Article L. 561-2, as part of the due diligence measures provided for in Section 3 of Chapter I of Title VI, or failure to declare to the Trade and Compani…
The Secretary General of the Autorité de contrôle prudentiel et de résolution may decide to extend the on-site supervision of a person subject to its supervision: 1° To its subsidiaries ; 2° To legal…
After obtaining the opinion of the Autorité des marchés financiers and the Comité consultatif de la législation et de la réglementation financières, and subject to the powers exercised by the Autorité…
…3° Two members appointed by the Supervisory Board from among the members mentioned in 7° of Article L. 612-5; 4° Two members appointed by the Supervisory Board from among the members mentioned in 8…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
The Minister for the Economy shall also specify:1. The conditions under which investment firms may carry out the transactions mentioned in 2 of article L. 321-2 ; 2. The conditions under which investm…
The Enforcement Committee has six members:1° Two members of the Conseil d'Etat, appointed by the Vice-President of the Conseil d'Etat, and one member of the Cour de cassation, appointed by the First P…
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