Article L548-2
I.-Participative finance intermediaries are persons who habitually act as intermediaries within the meaning of Article L. 548-1. Only legal entities may be equity financing intermediaries.II.Participa…
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Showing 4001–4010 of 63941 articles for “Art. L 145-31 and L 145-15”
I.-Participative finance intermediaries are persons who habitually act as intermediaries within the meaning of Article L. 548-1. Only legal entities may be equity financing intermediaries.II.Participa…
The following are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of…
I.-Any financial investment adviser must become a member of an association responsible for monitoring the individual professional activities of its members, representing them collectively and defendin…
I. - When registering or renewing their registration, the persons referred to in I of article L. 546-1 are required to provide the body that keeps the register with all the information needed to verif…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
Natural persons who direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
Participative finance intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of their clients, including potential clients. To this…
If, after having granted its approval, the Autorité des marchés financiers finds that the offer proposed to the public no longer complies with the contents of the offer document or no longer offers th…
A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
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