Article L440-8
No creditor of an originator, of an investment services provider other than a portfolio management company referred to in Article L. 440-7, of a member of a clearing house or, as the case may be, of t…
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Showing 3481–3490 of 63941 articles for “Art. L 145-31 and L 145-15”
No creditor of an originator, of an investment services provider other than a portfolio management company referred to in Article L. 440-7, of a member of a clearing house or, as the case may be, of t…
The competent judicial authorities hearing proceedings relating to offences involving companies whose securities are admitted to trading on a regulated market or offered to the public on a multilatera…
Subject to the provisions of Article 226-14 of the French Criminal Code, the penalties provided for in Article 226-13 of the French Criminal Code shall apply if the members of the administrative, mana…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
An association taking legal action under articles L. 452-2 and L. 452-3 may bring a civil action before the examining magistrate or the court in the place where the defendant has its registered office…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
I.-Credit institutions are the undertakings defined in point 1 of paragraph 1 of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013.II. - Finance co…
Without prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertaki…
The provisions of Articles L. 533-11 to L. 533-16, L. 533-18, L. 533-19, L. 533-24 and L. 533-24-1 are applicable to transactions concluded on an organised trading system.
…on or party to the Agreement on the European Economic Area that operates without requiring the actual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique,…
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