Article L425-6
…operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the…
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Showing 3451–3460 of 63941 articles for “Art. L 145-31 and L 145-15”
…operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the…
Gold may be held, transported and traded freely in France.
I. - No person may, directly or indirectly, on his own behalf or on behalf of another person, if he has been convicted within the last ten years of a final offence referred to in II: 1° Direct, manage…
Deposits made by clients with investment services providers other than portfolio management companies, members of a clearing house or made by such members with a clearing house to cover or guarantee p…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
I. - The General Regulation of the Autorité des marchés financiers sets the conditions under which any natural person or legal entity who is a shareholder of a company whose registered office is locat…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
…credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institution to receive repayable…
The operator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrum…
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