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Showing 1161–1170 of 69694 articles for “Art. L 144-2 and Art. R 132-5-3”
For the purposes of Article L. 511-33, I of Article L. 522-19, Article L. 526-35, the last paragraph of Article L. 571-4 and Article L. 572-7, agents are treated in the same way as persons employed by…
Funds representing electronic money collected by electronic money institutions for the purpose of issuing and managing electronic money do not constitute funds repayable by the public within the meani…
Investment firms may, under conditions defined by the Minister for the Economy, acquire and hold equity interests in existing or start-up companies.
I.-The Autorité de contrôle prudentiel et de résolution shall not grant authorisation to the branch of the applicant third-country undertaking unless the third-country undertaking to which the branch…
The provisions of this section shall not apply where investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-grou…
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of a branch of a non-EU undertaking at its request. It may also be decided ex officio by the Autorité if the branch…
Investment firms are bound by the obligations of Articles L. 511-35, L. 511-36, L. 511-37 and L. 511-39. They shall have sound accounting procedures.The previous paragraph applies to portfolio managem…
A decree shall determine the conditions under which decisions to grant, refuse or withdraw authorisation are taken and notified, as well as the reporting requirements applicable to branches authorised…
Any interested party may apply to the President of the Court hearing an application for interim measures to order a voting consultant to make public the information referred to in article L. 544-4, su…
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
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