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Showing 551–560 of 62236 articles for “Art. L 1237-1 et seq.”
Investment services providers are investment firms, portfolio management companies and credit institutions authorised to provide the investment services referred to in Article L. 321-1.The provision o…
The AMF shall specify the conditions for applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
Subject to the provisions of article L. 531-2, it is prohibited for any person other than an investment service provider, a third country firm referred to in article L. 532-48 or a person referred to…
The AMF may withdraw the authorisation of a portfolio management company at the company's request. It may also be decided by the AMF on its own initiative if the company no longer fulfils the conditio…
Any portfolio management company which has decided to dissolve early before the end of this period remains subject, until the end of its liquidation, to the supervision of the Autorité des marchés fin…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
I. - In order to provide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôl…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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