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Showing 411–420 of 62236 articles for “Art. L 1237-1 et seq.”
I.-The AMF establishes and applies limits on the size of a net position that a person may hold at any time: 1° In agricultural commodity derivatives within the meaning of Regulation (EU) No 600/2014 o…
Without prejudice to Article 53 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central sec…
The Autorité des marchés financiers has the same powers over multilateral trading facilities in another Member State of the European Union or another State party to the Agreement on the European Econo…
…antee Fund and any person who, by virtue of their duties, has access to documents and information held by the Fund, shall be liable to the penalties provided for in article 226-13 of the French Crimin…
The Autorité des marchés financiers shall not impose more restrictive limits than those provided for in Article L. 420-11, unless, exceptionally, such limits are objectively justified and proportionat…
The rules of the market shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of members based on objective criteria. Without prejudice to the provisions of Arti…
The public may not be solicited, in any form whatsoever and by any means whatsoever, directly or indirectly, for transactions on a foreign market for financial securities other than a regulated market…
Breaches of the provisions of Regulation (EU) No 2015/751 of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-related payment transactions, detected pursuant to…
Failure to comply with Article 5(d)(3) and (8) and Articles 8 and 9 of Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and commercial…
The operator of a trading venue on which commodity derivatives are traded shall apply position management controls. These controls shall include, as a minimum, the power for the trading platform to: 1…
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