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Showing 16111620 of 62236 articles for Art. L 1237-1 et seq.

French Monetary and Financial CodeIn force
Section 6: Appeal procedures

Article L621-30-1

The Autorité des marchés financiers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 4: Injunctions, emergency measures and other measures

Article L621-13-6

…may require any person to take measures to reduce the size of his position or exposure in a financial instrument, in a unit referred to inArticle L. 229-7 of the Environment Code or in the assets refe…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 6: Suspicious transaction reports

Article L621-17-7

…regard to transactions that have been the subject of the report or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 7: Other powers

Article L621-20-1

…s duties, the Autorité des marchés financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, reports and documents rel…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 7: Other powers

Article L621-18-3

Legal entities whose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 5: Penalties

Article L621-15-2

Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 7: Other powers

Article L621-18-6

The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 4: Injunctions, emergency measures and other measures

Article L621-13-5

I.-The Chairman of the Autorité des marchés financiers shall send a formal notice, by any means capable of establishing the date of receipt, to the following operators: 1° Operators and natural or leg…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Section 2: The High Council for Financial Stability

Article L631-2-1

…t prejudice to the respective powers of the institutions that its members represent, the Haut Conseil de stabilité financière supervises the financial system as a whole, with the aim of preserving its…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Subsection 3: Inspections and investigations

Article L621-10-2

For the purposes of investigating market abuse as defined by Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and re…

AI translation · Updated 7 Nov 2023Open Article
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Mariela Petrova

Mariela Petrova

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