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Showing 4171–4180 of 24302 articles for “Art. IV”
In the event of the opening of safeguard, receivership or liquidation proceedings referred to in Book VI of the Commercial Code or any equivalent proceedings opened under foreign law against a member…
…Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories.They are authorised by the Autorité de contr…
…stitutes personal data subject to Act 78-17 of 6 January 1978 on Data Processing, Data Files and Individual Liberties, it must be transmitted in accordance with the conditions laid down by the same Ac…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
…aragraph are also applicable to legal or amicable proceedings initiated outside France which are equivalent or similar to those provided for in Book VI of the Commercial Code.
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…y consider that they are no longer in a position to perform their duties normally, or at the initiative of the Autorité des marchés financiers when the central depositary can no longer be managed unde…
The First President or, as soon as the matter is referred to him, the Conseiller de la mise en état may grant exequatur to the award.
…at the request of a party, hear the action for annulment against the award unless the party has waived it or the time limit for exercising it has expired.
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