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Showing 451–460 of 63520 articles for “Art. IV and V”
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
…monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establishes that the issuer o…
…n the transactions concern : 1° Financial instruments referred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-…
…apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Central Bank and the central banks of the States mentio…
…within the same legal entity, nor may it be linked to a systematic internaliser in a way that contravenes I by making it possible for orders on an organised trading system to interact with orders or p…
I. - French issuers whose equity securities or debt securities with a nominal value of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of t…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
The provisions of Articles L. 533-11 to L. 533-16, L. 533-18, L. 533-19, L. 533-24 and L. 533-24-1 are applicable to transactions concluded on an organised trading system.
…is located outside France, which are not subject to the obligations defined in Article L. 451-1-2, and whose securities referred to in I and II of that Article are admitted to trading only on a Frenc…
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