Article L420-6
…cel orders or execute trades in a way that contributes to disorderly trading conditions or leads to market abuse. To this end, the rates for cancelled orders may be adapted according to the length of…
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Showing 901–910 of 13025 articles for “Art. Euronext Harmonised Market Rules — derivatives”
…cel orders or execute trades in a way that contributes to disorderly trading conditions or leads to market abuse. To this end, the rates for cancelled orders may be adapted according to the length of…
The operator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (…
…ctivity of clearing financial instruments, to the legislative and regulatory obligations and to the rules on supervision and sanctions laid down by this code for investment service providers. The lega…
…cial guarantee as provided for in Article L. 211-38 or any other form provided for in the operating rules.No creditor of a member of a clearing house, of a service provider mentioned in the previous p…
…that member and the deposits relating thereto; 3° Take any other action authorised by its operating rules to limit or eliminate the risks to which it is exposed, including, where applicable, the liqui…
…of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories.They are authorised by the Autorité de co…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
No creditor of an originator, of an investment services provider other than a portfolio management company referred to in Article L. 440-7, of a member of a clearing house or, as the case may be, of t…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
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