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Showing 661–670 of 6855 articles for “Art. EU Regulation 2016/1103”
The person concerned and the proposed auditor are notified of the unfavourable opinion or the opinion with reservations by letter sent in the manner provided for in Article R. 612-9 . A copy of this o…
The AMF may take into account information about the proposed statutory auditor or, as the case may be, the natural person proposed to perform the assignment, which is sent to it by one of the authorit…
When the Autorité de contrôle prudentiel et de résolution proposes to the European Central Bank that the authorisation of the credit institution in question be withdrawn, it shall first obtain the opi…
Any person referred to in the first paragraph of Article L. 612-43 must inform the Autorité de contrôle prudentiel et de résolution of the name(s) of the statutory auditor(s) it proposes to appoint or…
…nt services.II. - The Autorité de contrôle prudentiel et de résolution shall immediately notify the European Banking Authority of decisions relating to the authorisation, registration or licensing of…
Where the Authority intends to issue an unfavourable opinion or a qualified opinion, it shall invite the statutory auditor concerned to comment on the draft opinion within a period of not less than on…
When the AMF intends to appoint an additional auditor pursuant to Article L. 612-43, it shall send the draft decision to the person subject to AMF supervision and to the auditors in office. The latter…
…ions and investment firms whose registered office is in another State party to the Agreement on the European Economic Area and which carry on business in France under the freedom of establishment or t…
The provisions of articles D. 612-53 to D. 612-57 apply to the appointment and reappointment of Statutory Auditors and Substitute Statutory Auditors, as well as in the event of a change in the natural…
After obtaining the opinion of the Consultative Commission referred to in I of Article L. 612-14, the AMF may draw up standard application files, including the list, format and procedures for transmit…
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