Article D533-4
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
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Showing 4051–4060 of 8088 articles for “Art. Cons. const. 28-12-2017 n° 2017-758 DC”
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
Annex not reproduced you can consult the image in the facsimile of the JO nº 0222 of 23/09/2016, text n º 1, at the following address: https://www.legifrance.gouv.fr/jo_pdf.do?id=JORFTEXT000033138637
…tative of the State in Saint-Martin exercises his powers under the conditions set out in the décret n°2007-1072 of 6 July 2007 relating to the representative of the State in the collectivity of Saint-…
…ble:Applicable articlesIn the wording resulting from the decreeR. 214-187, R. 214-190 and R. 214-191n° 2013-687 of 25 July 2013R. 214-192n° 2019-1078 of 22 October 2019R. 214-193, R. 214-194, R. 214-1…
…nd last paragraph) to 706-12, when his resources are below the ceiling set by l'article 4 de la loi n° 91-647 du 10 juillet 1991 relative à l'aide juridique to benefit from partial legal aid, taking i…
…account and exceeding the threshold provided for in the fourth paragraph of l'article 10 de la loi n° 2000-321 du 12 avril 2000 relative aux droits des citoyens dans leurs relations avec les administ…
…d or if [Provisions declared to be unconstitutional by Constitutional Council Decision no. 2019-778 DC of 21 March 2019] the appellant expressly requests that the case be heard by a panel; this reques…
For the assessment of the limits set out in articles R. 214-48 and R. 214-49: 1° When the securities held by the fund are not admitted to trading on a financial instruments market within the meaning o…
For the purposes of assessing the limits set out in Article R. 214-36 : 1° When the securities held by the fund are not admitted to trading on a financial instruments market within the meaning of I of…
For the assessment of the limits set out in articles R. 214-66 and R. 214-67: 1° When the securities held by the fund are not admitted to trading on a financial instruments market within the meaning o…
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