Article L533-10
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
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Showing 3541–3550 of 65950 articles for “Art. CJUE 30-9-2021 aff. 299/20 and ord. 10-2-2022 aff. 191/21”
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
…ersons referred to in Article L. 561-2 shall apply additional customer due diligence measures, over and above the measures provided for in Articles L. 561-5 and L. 561-5-1, when :1° The customer, wher…
…573-9 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family rights, in accordance with the provisions of article 131-26 of the French Criminal Code ;…
Measures taken under this Chapter may be invoked against any third party that has a claim on the funds or economic resources subject to a freezing order, including claims arising prior to the taking o…
…atutory auditors or to convene them to any general meeting is punishable by two years' imprisonment and a fine of €30,000.Any manager of a payment institution, or any person in the service of the inst…
It is a punishable offence under article 313-1 of the French Penal Code for any company other than those mentioned in article L. 512-2 to use, in any form whatsoever, the title or description of "banq…
…sed in the two years preceding their appointment, that they exercise or may exercise in the future; and 3° any office held in a legal entity during the two years preceding his appointment, that he hol…
The investigators and auditors may, for the purposes of the investigation or audit, ask to be provided with any documents, regardless of the medium used.Investigators and auditors may summon and inter…
…he European Union which are applicable to Saint-Pierre-et-Miquelon, New Caledonia, French Polynesia and the Wallis and Futuna Islands. Measures to freeze assets and prohibit making them available take…
…uest information directly from investment services providers that are members of a regulated market and are not established in France. In such cases, it shall inform the competent authority of the Mem…
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