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Showing 2811–2820 of 61016 articles for “Art. CE 9-5-2019 n° 426431 and 426434”
Except in cases where the user is a natural person acting for non-business purposes, all or part of sections 3 and 4 of this chapter may be waived, with the exception of III of article L. 314-7 and I…
…on authorised to carry out banking or financial canvassing activities must be able to provide evidence at all times of the existence of an insurance policy covering it against the financial consequenc…
…nditions for admission to membership of the facility, based on objective criteria, in a transparent and non-discriminatory manner. Without prejudice to the provisions of Article L. 531-10, multilatera…
…persons referred to in Article L. 421-7 are of sufficiently good repute, have the knowledge, skills and experience necessary to perform their duties and devote sufficient time to them, and that there…
The operator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (…
The agents referred to in articles L. 511-3 and L. 511-21 of the French Consumer Code are authorised to investigate and record the offences referred to in articles L. 353-1 and L. 353-2 of this Code,…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
I. - By way of exception to I of Article L. 425-4, after obtaining the consent of the client concerned, the operator of the organised trading system may trade by matching with interposition of the pro…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 433-1 to L. 433-4 are applicable to companies whose financial instruments have ceased to be admitted to trading on a regulated market in order to be admitted to trading on a multilateral t…
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