Article L420-9
I. - The operator of a trading venue shall establish and maintain arrangements and procedures, including the necessary resources, to monitor on a regular basis the compliance of its members with the r…
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Showing 1871–1880 of 10563 articles for “Art. CE 27-9-2006 n° 285279”
I. - The operator of a trading venue shall establish and maintain arrangements and procedures, including the necessary resources, to monitor on a regular basis the compliance of its members with the r…
…rty to the Agreement on the European Economic Area that operates without requiring the actual presence of natural persons may offer, on the territory of metropolitan France and the overseas department…
In the event of the opening of safeguard, receivership or liquidation proceedings referred to in Book VI of the Commercial Code or any equivalent proceedings opened under foreign law against a member…
…rty to the Agreement on the European Economic Area that operates without requiring the actual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique, Reunion…
Credit institutions are authorised as banks, mutual or cooperative banks, specialised credit institutions, credit and investment institutions or municipal credit funds.Banks may carry out all banking…
Where the credit institutions and finance companies referred to in Article L. 511-89 are part of a group subject to supervision by the Autorité de contrôle prudentiel et de résolution on a consolidate…
…ercising equivalent supervisory functions on the overall strategy of the credit institution or finance company and its current and future risk appetite. It assists the Board of Directors, the Supervis…
…ory functions, with a view to proposing their candidacy to the General Meeting.It assesses the balance and diversity of knowledge, skills and experience available to the members of the Board of Direct…
…have the knowledge, skills and expertise to understand and monitor the credit institution's or finance company's strategy and risk appetite.
Without prejudice to the remit of the remuneration committee referred to in Article L. 511-102, the risk committee shall examine whether the incentives provided for in the remuneration policy and prac…
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