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Showing 3441–3450 of 24518 articles for “Art. CA Reims – 4 Oct. 2010”
Any dispute arising between the Autorité des marchés financiers and the AIFM established in a third country of which France is the reference Member State shall be subject to the jurisdiction of the Fr…
…evelopment of the AIFM's operations in the European Union within two years of its authorisation indicates that the marketing strategy as presented at the time of authorisation has not been followed or…
…ubject to consolidated supervision by a third-country supervisory authority equivalent to that applicable in France.To this end, the Autorité de contrôle prudentiel et de résolution shall consult the…
I. - Breaches of the provisions of this chapter, with the exception of article L. 546-3, are punishable by two years' imprisonment and a fine of €6,000 or one of these two penalties only. Any person w…
…professional knowledge and skills required to provide investment or related services and to communicate accurately to any client, in particular any potential client, all relevant information about th…
At the end of each financial year, in addition to drawing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during th…
Voting advisers shall make public the code of conduct to which they refer and report on its application. Where a voting adviser does not refer to a code of conduct or where, in referring to such a cod…
…rticipatory finance service providers may also provide, under the conditions set out in Article L. 547-5, services identical to those mentioned in point ii) of a) of paragraph 1 of Article 2 of Regula…
Natural persons who direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
…ded that it is accompanied by a summary in French. This information document and promotional communications relating to the public offer shall be accurate, clear and not misleading and shall enable th…
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