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Showing 3561–3570 of 21091 articles for “Art. CA Paris 20-5-2009 n° 08-2432”
The competent administrative authority issues a declaration receipt to the organiser when the application is complete, no later than three weeks before the date of the event. If necessary, it will sen…
Any natural or legal person authorised to carry out banking or financial canvassing activities must be able to provide evidence at all times of the existence of an insurance policy covering it against…
…level of trading ability, skill and experience; and c) Have an appropriate organisation, where applicable; and d) And have sufficient resources to meet their obligations, taking into account, where ap…
The Autorité des marchés financiers shall propose to recognise the status of regulated market only if it is satisfied that the persons referred to in Article L. 421-7 are of sufficiently good repute,…
The operator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 433-1 to L. 433-4 are applicable to companies whose financial instruments have ceased to be admitted to trading on a regulated market in order to be admitted to trading on a multilateral t…
…and policies mentioned in article L. 511-55, whose duties are specified by the order issued in application of article L. 511-70 and who are likely to report directly on the performance of their duties…
…ed, pursuant to this section, directly or indirectly, advances, long-term loans and loans from the "caisses de crédit agricole mutuel".
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