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Showing 3641–3650 of 18871 articles for “Art. CA Douai 12-7-2018 n° 18/00485”
…head of the athlete passport management unit when the latter has not appointed this expert in application of the provisions of the last paragraph of article R. 232-67-10-1.The other members are appoi…
…onments, the authorisation provided for in articles R. 212-32, R. 212-48, R. 212-64 and R. 212-69-2 cannot be issued to establishments that are not on the list mentioned in article A. 212-175-11.
…rties to the Agreement on the European Economic Area and the acquisition of all or part of a significant line of business by a credit institution referred to in Article L. 611-1 must be authorised by…
…direct or indirect reduction or disposal of a holding, it shall verify that this operation does not call into question the conditions to which the authorisation granted to the credit institution or fi…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…erms of their type and their issuers or suppliers to ensure that the client's investment objectives can be met appropriately. The assessment is not limited to financial instruments issued or provided…
…re and amount of the payment or benefit referred to in the first subparagraph or, where this amount cannot be established, of the method of calculation, in a complete, accurate and comprehensible mann…
Where an investment service provider other than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining th…
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
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