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Showing 2781–2790 of 8502 articles for “Art. 990 D”
The amount of average market capitalisation referred to in Article L. 424-6 is set in Article 77 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of…
The approval or refusal decision is notified within six months of the issue of the receipt. Reasons must be given for refusal decisions.
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
In order for the association to obtain approval, its managing members, within the meaning of article 5 of the aforementioned law of 1st July 1901, must meet the following conditions: 1° Be of legal ag…
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
The Autorité des marchés financiers shall communicate the information referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in ac…
The decision to appoint a trustee shall specify the foreseeable duration of the assignment and the terms on which the market undertaking will remunerate the trustee, taking into account the nature and…
Declarants, subject to the obligation provided for in the second paragraph of I of Article L. 421-9, are persons, acting alone or in concert in relation to the market undertaking: 1° Who directly own…
A foreign market in transferable securities, futures contracts or any financial products may be recognised only if the rules governing investor protection, security, supervision and control on that ma…
The minimum levels of cover under the professional indemnity insurance contract provided for in Article L. 341-5 are set as follows:1° 75,000 euros per claim and 75,000 euros per insurance year for na…
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