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Showing 1801–1810 of 14332 articles for “Art. 964 et seq.”
…rs must at all times have: 1° Professional indemnity insurance or own funds, the level of which is set by the General Regulation of the Autorité des marchés financiers; 2° Adequate security and intern…
The statutory auditor shall be appointed for a period of six financial years at the request of the manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers.…
…informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulations of the Auto…
…s chapter. The minimum level of cover that must be provided by professional indemnity insurance is set by decree, depending on the legal form in which the advisory activity is carried out and the prod…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
…fessional activities have a significant impact on the risk profile of the investment firm or the assets it manages. The remuneration policy must be clearly described. It shall be proportionate to the…
Payments linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensati…
…tes the conditions under which information is provided annually to subscribers on the use of the assets raised. The procedures for applying for prior approval, the documents required to examine the ap…
…L. 561-33, and the parent undertaking of the group has its registered office in France, they shall set up a system for identifying and assessing the risks existing at group level and an appropriate po…
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