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Showing 1071–1080 of 14332 articles for “Art. 964 et seq.”
…sitions registered with it on behalf of the principals of that member and the deposits relating thereto; 3° Take any other action authorised by its operating rules to limit or eliminate the risks to w…
Where the Autorité des marchés financiers is not the competent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 t…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
…lt;a href='/affichCode.do?cidTexte=LEGITEXT000006072026&idSectionTA=LEGISCTA000029211486&dateTexte=&categorieLien=cid' title='Code monétaire et financier - Chapitre VIII: Offre d'opération…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
…the operator of the organised trading system may trade by matching with interposition of the proprietary account when the transactions concern : 1° Financial instruments referred to in 1°, products r…
During a takeover bid, the measures whose implementation is likely to cause the bid to fail and the restrictions on the transfer of shares and voting rights are governed by Articles L. 233-32 to L. 23…
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and…
…may not be requested by means of a televised or radio public appeal, nor by means of posters, leaflets or personalised letters. It must be given in writing by each investor. However, when an associat…
…ate a benchmark index or information likely to distort the price of a financial instrument or an asset to which such an index is linked ;2° Engaging in any other behaviour that results in the manipula…
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