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Showing 461–470 of 66660 articles for “Art. 913 and 913-1”
…ect marketers shall enquire about the financial situation of the person canvassed, their experience and their investment or financing objectives. These provisions do not apply in the case of mailings…
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
…t, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective criteria for the efficient…
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
…ovided in a prospectus drawn up by the issuer pursuant to Regulation (EU) 2017/1129 of 14 June 2017 and in any supplement thereto lies with the issuer.Responsibility for the information provided in th…
…ortfolio management company authorised to provide the investment services referred to in Articles 8 and 9 of Article L. 321-1.A member of a trading venue is a member of a regulated market or a multila…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
…ervices to a consumer is governed by articles L. 222-1 to L. 222-7, L. 222-9 to L. 222-18, L. 232-4 and L. 242-15 of the French Consumer Code.
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
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