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Showing 2201–2210 of 59300 articles for “Art. 9° and 10°”
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…y termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensation or buy-outs of previous…
…laundering or terrorist financing, the persons who issue electronic money referred to in 1°, 1° ter and 1° quater of Article L. 561-2 are not subject to the due diligence requirements laid down in Art…
…this section, or to acts carried out by the persons they designate pursuant to Articles L. 612-34-1 and L. 613-51.
…appointed by the competent authority of another Member State shall be entitled to exercise in mainland France, in the overseas departments and in the Department of Mayotte and Saint-Martin all the po…
I.-Any financial contract entered into by a person referred to in I of Article L. 613-34 and governed by the legislation of a third country shall include a clause stipulating that the parties acknowle…
…his measure.If the measure adopted cannot reasonably be implemented, the resolution college shall abandon the measure envisaged.At the request of the resolution board, the administrator, liquidator or…
…Article L. 613-51-1, in agreement with the supervisory board, of the shortcomings it has identified and asks them to amend the plan in order to remedy them. III. - Within two weeks of the date of rece…
…in the Conseil d'Etat, the Autorité des marchés financiers may : 1° Delegate to market undertakings and, where applicable, to clearing houses the supervision of the activity and transactions carried o…
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