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Showing 171–180 of 67432 articles for “Art. 812–812-7 and 812-1-1”
…of its portfolio as referred to in article L. 214-7 to a management company. The registered office and head office of the management company are located in France. However, they may be located in ano…
Notwithstanding Articles L. 214-24-55 and L. 214-24-56, the Articles of Association determine the investment and commitment rules of the société de libre partenariat. The société de libre partenariat…
The depositary may be held liable to the holders of units, debt securities or shares issued by the securitisation undertaking either directly or indirectly through the management company.
…ns provided for in article L. 132-9-6 of the Insurance Code, article L. 223-10-5 of the Mutual Code and article L. 312-21-1 of this Code. This information may include the references and nature of the…
…fessional undertaking for collective investment in real estate is liable to two years' imprisonment and a fine of 750,000 euros if he or she invests in units or shares of this undertaking without it h…
…shall make documentation relating to banking mobility available to their customers, free of charge and unconditionally, on paper or on another durable medium, at their premises and in electronic form…
…ust devote sufficient time to performing their duties within the market undertaking. The number of mandates for the functions mentioned in II that may be exercised simultaneously by one of these perso…
…e minimum amount of professional indemnity insurance or another comparable guarantee mentioned in I and II.
…he categories of contracts defined by the General Regulation of the Autorité des marchés financiers and having one of the following characteristics:1° The maximum risk is not known at the time of subs…
…anagement companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, including order cancellations, orders executed and qu…
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