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Showing 2061–2070 of 68983 articles for “Art. 790 F al. 1 and al. 2”
The rules on direct marketing by banks or financial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet tot…
I. - Any person who habitually goes to the homes of private individuals, other than bankers, stockbrokers or dealers in precious metals, or to public places not reserved for this purpose, to advise on…
The manager of a trading platform does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
Where the remote provision of financial services to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer…
The operator of the multilateral trading facility establishes the rules of the facility. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective cri…
Notwithstanding the provisions of the first sentence of the first paragraph of Article L. 411-1, the following public offers are authorised: 1° The offer of financial securities or shares exclusively…
The penalties set out in Article 313-1 of the Criminal Code shall apply: 1° The act, for any person, of engaging in the activity of banking or financial canvassing defined in article L. 341-1 without…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 362-1 of this Code, under the con…
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