Article L533-30-4
The remuneration of senior executives in charge of risk management and compliance is directly supervised by the remuneration committee referred to in article L. 533-31-4 or, if no such committee has b…
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Showing 81–90 of 64428 articles for “Art. 758-3 and 758-4”
The remuneration of senior executives in charge of risk management and compliance is directly supervised by the remuneration committee referred to in article L. 533-31-4 or, if no such committee has b…
…pervisory functions takes concerning remuneration, in particular those which have an impact on risk and risk management in the investment firm. III - The remuneration committee shall be composed of me…
…in place procedures to ensure that any failure to comply with the obligations defined in this Title and supervised by one or other of these authorities is reported to them via secure communication cha…
The opening of compulsory liquidation proceedings against a credit institution, investment firm or finance company entails, depending on the case, the filing of an application for withdrawal of author…
I. - Notwithstanding the provisions of Act 68-678 of 26 July 1968 relating to the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or…
The Autorité de contrôle prudentiel et de résolution may carry out on-site inspections of branches of the investment firms referred to in Article L. 532-18-1 under the conditions laid down by decree o…
…at the support may take ; 2° Identify the remuneration received in return for granting such support and set the rules for calculating it; 3° Define the conditions under which the decision to grant sup…
Where warranted by the implementation of resolution measures, the Chairman of the Autorité de contrôle prudentiel et de résolution, at the request of the collège de résolution, may ask any court to st…
…ticle L. 613-55-4.II. - The reduction in nominal value or conversion of other own funds instruments and eligible commitments is carried out in the following order of priority:1° First, the principal o…
…France is the reference Member State is subject to : 1° Compliance by the AIFM with the legislative and regulatory provisions applicable to portfolio management companies; 2° The existence of appropri…
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