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Showing 2421–2430 of 68983 articles for “Art. 757-1 and 757-2”
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of 1° of I of Article L. 522-13 within one month. II -The Autorité de contrôle…
…an Commission adopted pursuant to Article 35(12) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014. It shall inform the Autorité des marchés financiers of its decisi…
…th before the change is made, in accordance with the conditions set out in the Delegated Regulation and Implementing Regulation of the European Commission adopted pursuant to paragraphs 11 and 12 of A…
…ortfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, wishes to e…
…natural person(s) defined in accordance with the provisions of article R. 561-1. II. - The managers and beneficial owners referred to in c of I of Article L. 524-3 shall provide evidence of their comp…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of Article L. 525-6 within three months.
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
…2-23, notifications of the establishment of a branch or the use of a tied agent by investment firms and notifications of the use of a tied agent by credit institutions shall be sent to the Autorité de…
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