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Showing 2151–2160 of 68983 articles for “Art. 757-1 and 757-2”
…company is unlawfully carrying out the activity defined in Article L. 311-1, II of Article L. 314-1 and Article L. 511-1 or breaches one of the prohibitions defined in Article L. 511-5, Article L. 521…
…tion Financières (CCLRF) is consulted by the Minister for the Economy on all draft laws, ordinances and proposed Community regulations and directives prior to their examination by the Council of the E…
I.-The Autorité des marchés financiers shall consist of a Board, an Enforcement Committee and, where applicable, specialised commissions and consultative committees. Unless otherwise provided, the pow…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
…concerning the application by the company of its professional obligations as defined by legislative and regulatory provisions.
…d or administer financial instruments of which they have become aware in the course of their duties and which may constitute a breach of the provisions of the AMF General Regulation relating to the ru…
…upon the chairman of the Autorité des marchés financiers or his representative to file submissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
I. - The Autorité des marchés financiers and the Commission de régulation de l'énergie shall cooperate with each other. They shall provide each other with any information that may be useful for the pe…
…nancial or economic matters, by the President of the National Assembly, the President of the Senate and the Minister for the Economy respectively.Appointments of qualified persons respect the principl…
…that has come to their attention in the course of the performance of their duties in the situations and under the conditions defined in Article 12(1) of Regulation (EU) No 537/2014 of the European Par…
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