Article R532-17
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
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Showing 1251–1260 of 66667 articles for “Art. 729-1 and 755”
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
…aning of 4° of Article L. 517-2, in order to assess, in particular, the quality of the shareholders and the good repute and experience of the managers involved in the management of another entity in t…
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
…period by up to one month if it deems it necessary due to the particular circumstances of the case and after notifying the portfolio management company. The changes will be implemented if the AMF doe…
The amount specified in article L. 525-5 is set at 150 euros.
…the persons referred to in Article L. 561-2, other than those referred to in 1°, 1° bis, 1° ter, 5° and 7° of Article L. 561-2, where the sum of their currency purchase and sale transactions does not…
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