Article R532-13
…period by up to one month if it deems it necessary due to the particular circumstances of the case and after notifying the portfolio management company. The changes will be implemented if the AMF doe…
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Showing 1331–1340 of 66692 articles for “Art. 727-1 and 728”
…period by up to one month if it deems it necessary due to the particular circumstances of the case and after notifying the portfolio management company. The changes will be implemented if the AMF doe…
The amount specified in article L. 525-5 is set at 150 euros.
…the persons referred to in Article L. 561-2, other than those referred to in 1°, 1° bis, 1° ter, 5° and 7° of Article L. 561-2, where the sum of their currency purchase and sale transactions does not…
…opean Union or another State party to the Agreement on the European Economic Area operating in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, it shall se…
…in France, it is also required to provide precise information on the supervision exercised over it and on the structure of the group to which it belongs and, where applicable, on the nature and exten…
…ed to in article L. 531-4; c) Other authorised or regulated financial institutions;d) The insurance and reinsurance undertakings referred to respectively in the first paragraph of article L. 310-1 and…
…lication to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the conditions and procedures set out in Articles L. 532-1…
…estment firm is of significant importance in view of its internal organisation or the nature, scale and complexity of its activities.Provisional administrators appointed to investment firms are not, i…
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
…licant has been authorised as an investment service provider other than an asset management company and is applying for authorisation to provide one or more data communication services within the mean…
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