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Showing 4161–4170 of 56501 articles for “Art. 725 and 719”
For the application of article L. 541-2, financial investment advisers who are natural persons and natural persons with the power to manage or administer legal persons authorised as financial investme…
…ediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the exception of radio advertisements,…
…advice is based on a broad or more restricted analysis of different types of financial instruments and in particular whether the range is limited to financial instruments issued or offered by entitie…
…sons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Board or any other…
…y insurance contract provided for in Article L. 541-3 are set as follows:1° 150,000 euros per claim and 150,000 euros per insurance year for natural persons and legal entities with fewer than two empl…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
…en to the public, intermediaries in participative financing shall make available to the parties a standard contract that mentions the information provided for in 1° and a and d of 3° of Article R. 548…
…services other than a portfolio management company must clearly specify in writing the protections and rights to compensation that the client may be deprived of; 3° The client declares in writing, in…
…way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-financial performance, risks, capital structure, social and environmental impact and corpora…
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