Article R519-37
…ct, where required, covers the activities carried out by their members as intermediaries in banking and payment services and that it meets the conditions set out in I and II of article R. 519-16. To t…
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Showing 4071–4080 of 56501 articles for “Art. 725 and 719”
…ct, where required, covers the activities carried out by their members as intermediaries in banking and payment services and that it meets the conditions set out in I and II of article R. 519-16. To t…
The trade association referred to in I of article L. 519-11 is a not-for-profit association with its registered office in France.
…ncludes all the information required under the terms of I or II ofArticle R. 532-1 , as applicable, and, if so, shall examine it. If not, it will ask the applicant to provide the missing information.T…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
…o in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member State and information about its…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
The association ensures that its members comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Co…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
…period by up to one month if it deems it necessary due to the particular circumstances of the case and after notifying the portfolio management company. The changes will be implemented if the AMF doe…
…se of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely influence of the proposed acquirer on the…
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