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Showing 4011–4020 of 56501 articles for “Art. 725 and 719”
…an Commission adopted pursuant to Article 35(12) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014. It shall inform the Autorité des marchés financiers of its decisi…
…th before the change is made, in accordance with the conditions set out in the Delegated Regulation and Implementing Regulation of the European Commission adopted pursuant to paragraphs 11 and 12 of A…
…ortfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, wishes to e…
The association is drawing up a guide to professional competence and ongoing professional training and development. This guide presents a list of training courses adapted to the levels of professional…
…ll equip itself with the resources it needs to support its members in carrying out their activities and complying with their obligations. It shall put in place an organisation and written procedures e…
If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
…information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L. 532-…
Class 1 bis investment firms are subject to the provisions of articles R. 511-15 to R. 511-16-4.
The intermediaries mentioned in 1° and 4° of I of article R. 519-4 who also carry out insurance or reinsurance brokerage activities may join only one approved professional association, provided that t…
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