Article L532-7
The removal of an investment firm from the list of authorised investment firms other than a portfolio management company may be ordered as a disciplinary sanction by the Autorité de contrôle prudentie…
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Showing 1951–1960 of 12836 articles for “Art. 7 mars 2012”
The removal of an investment firm from the list of authorised investment firms other than a portfolio management company may be ordered as a disciplinary sanction by the Autorité de contrôle prudentie…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
Undertakings established in France which are part of a group to which one or more management companies have their registered office in a Member State of the European Union or in another State party to…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
Subscribers are informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulati…
…imprisonment and a fine of 30,000 euros.It is punishable by five years' imprisonment and a fine of 75,000 euros for any manager of a credit institution or finance company, or for any person in the se…
…ditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 573-1 to L. 573-6 shall incur, in addition to the fine set out in article 131-38 of the French Penal…
…in Article L. 561-2, whose funds are frozen pursuant to Articles L. 562-2, L. 562-3, L. 562-3-1, L. 712-4 or L. 712-10. The persons referred to in Article L. 562-4 who credit an account whose funds ar…
Failure by the persons mentioned in I of article L. 522-19 to observe professional secrecy is punishable by the penalties set out in articles 226-13 and 226-14 of the French Criminal Code.
…é de la Réglementation Bancaire et Financière in force prior to the Financial Security Act no. 2003-706 of 1 August 2003 may be amended or repealed by order of the Minister for the Economy issued unde…
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