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Showing 4001–4010 of 14416 articles for “Art. 6e et 5e ch.”
Persons benefiting from the exemption referred to in j) of 2° of Article L. 531-2 shall inform the AMF, at its request, that they are making use of this exemption. The Autorité des marchés financiers…
When it decides on a transmission to the competent authority of the host state pursuant toArticle L. 532-27, the Autorité de contrôle prudentiel et de résolution shall communicate the notifications re…
Where an investment service provider other than an asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle…
…ts administrative structures or financial situation for the planned project, as well as any useful details on the compensation system or equivalent protection for the branch's clients.For the business…
The association is drawing up a guide to professional competence and ongoing professional training and development. This guide presents a list of training courses adapted to the levels of professional…
The association shall equip itself with the resources it needs to support its members in carrying out their activities and complying with their obligations. It shall put in place an organisation and w…
…orised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its activities into separate associati…
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
The AMF shall draw up a list of the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification…
Class 1 bis investment firms are subject to the provisions of articles R. 511-15 to R. 511-16-4.
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